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First Things
Review Essay:
Martha Nussbaum, Poet's Defender
Alan Jacobs
Copyright (c) 1996 First
Things 66 (October 1996): 37-41.
Poetic Justice: The Literary Imagination and Public
Life. By Martha C. Nussbaum. Beacon. 143 pp.
$20.
I
Even in Plato's Republic Socrates can already speak of "the
ancient quarrel between philosophy and poetry," quoting dismissive
remarks now-unknown poets made about philosophy as though such jibes
were common intellectual currency in his fourth-century b.c. Athens. But
for us the "quarrel" begins when Plato banishes the poets from his ideal
commonwealth-and the quarrel, as Martha Nussbaum often laments,
continues even today.
The poets, Socrates complains early on in the Republic,
thoughtlessly arouse emotions that cloud the citizen's judgment; they
present pictures of the gods' behavior that young persons should be
shielded from, lest they copy the shameful actions of the immortals.
Socrates' argument here is politically pragmatic, unconcerned whether
the poets' stories about the gods are true. But in the final book of the
Republic, he returns to the poets to offer a further
condemnation. In the intervening books he has developed the theory of
the Forms (the ideal heavenly realities of which our material world
offers mere copies), and so is now able to point out that poetry is
not true, since its objects of representation are the things of
this world. It presents us with mere imitations of imitations, copies of
copies.
But of course Plato is a lover of poetry, and moreover a great poet
himself. So it may not be surprising that he finds a possible means by
which poetry may redeem itself and gain readmittance into the ideal
polis: Poetry can defend itself, Socrates says, but it must speak
philosophically, it must make an argument, it must put aside at
least some of its power to charm the senses and the emotions. In short,
poetry may enter the polis only on philosophy's terms, not on its
own.
From time to time, poets have taken up this challenge; in the English
tradition one thinks especially of the sixteenth-century Sidney and the
nineteenth-century Shelley. But still more poets have refused to play
the game by the philosophers' rules. Must poets, then, accept their
permanent banishment? Not necessarily, for Socrates invites "those who
aren't poets but lovers of poetry" to show that poetry is "not only
pleasant but also beneficial to regimes and human life. And we should
listen benevolently. For surely we shall gain if it should turn out to
be not only pleasant but beneficial."
Some scholars have suggested that in his Poetics Aristotle does
just this. Certainly that is what a modern (self-proclaimed)
Aristotelian has done. In her recent book, Poetic Justice,
Martha Nussbaum directly accepts the Socratic challenge. By the second
page of her book, she has already linked modern political economists
with Mr. Gradgrind, the fictional Benthamite educator and poetry-hater
of Dickens' Hard Times. Now she echoes (but goes beyond) the
words of Plato:
If one should have some doubts about the books
Mr. Gradgrind favors-as to their adequacy as visions of
humanity, expressions of a complete sense of social life-one
might then see in the very zeal of Mr. Gradgrind's
repudiation a reason to invite idle storybooks into the
house to plead their cause. And if they should plead their
cause successfully, we might have compelling reasons to
invite them to stay: not only in our homes and schools,
shaping the perceptions of our children, but also in our
schools of public policy and development studies, and in our
government offices and courts, and even in our law schools-
wherever the public imagination is shaped and nourished-as
essential parts of an education for public
rationality.
The claims for poetry that emerge at the end of this passage are not
only bold, they are very general; their boldness and their generality
are alike problematic. Literary experience is defined too narrowly to do
justice to the diverse worlds of poetry, and the poets whom she seeks to
enlist in her army are not, by and large, conscientious objectors to the
public sphere. But how these problems come to beset Poetic
Justice is best understood in the context of Nussbaum's
longstanding determination to make literature useful.
II
Martha Nussbaum has devoted the greater part of her career to the
rehabilitation of poetry for philosophical purposes-or, if that seems to
make poetry merely instrumental to the greater task of philosophizing,
Nussbaum can put it in another, more evenhanded way:
For the Greeks of the fifth and early fourth
centuries b.c., there were not two separate sets of
questions in the area of human choice and action, aesthetic
questions and moral-philosophical questions, to be studied
and written about by mutually detached colleagues in
different departments. Instead, dramatic poetry and what we
now call philosophical inquiry in ethics were both typically
. . . seen as ways of pursuing a single and general
question: namely, how human beings should live.
In brief, philosophy and literature were different means by which the
same goal was sought: eudaimonia, a key word often translated
as "happiness" but more accurately rendered (by Nussbaum among many
others) as "human flourishing."
In the Introduction to her Love's Knowledge: Essays on Philosophy
and Literature (1990), Nussbaum relates that when she was in high
school and college, she wrote papers about literary works that explored
questions that she would later learn to call "philosophical" questions.
Reading ancient literature especially, she says, "I always wished to
ask, What does all this mean for human life? What possibilities does
this recognize or deny?" And she found that her teachers encouraged such
reflections, such pursuits. But graduate school was a different matter.
Here she encountered pressure to choose: the literary classicists
understood their task to be "philological and to some extent aesthetic"
rather than philosophical, while the ethical theories she encountered in
studying philosophy were in different ways and for different reasons
"hostile to literature." The value of Nussbaum's work derives chiefly, I
think, from the steadfastness with which she has refused such
choices.
An especially noteworthy and brilliant example of how this refusal can
bear fruit is found in Nussbaum's reading of Plato's Symposium
in her first book, The Fragility of Goodness: Luck and Ethics in
Greek Tragedy and Philosophy (1986). To the conventionally trained
philosopher, the sudden appearance of the drunken Athenian general
Alcibiades just after Socrates finishes his speech seems to be little
more than a way, perhaps a rather clumsy way, for Plato to bring the
dialogue to an end. Indeed, in G. M. A. Grube's classic commentary,
Plato's Thought-as in a number of other accounts-a detailed
summary of the Symposium ends with Socrates' argument; one
would never learn from Grube that Alcibiades had entered at all.
But the scholar trained in literary reading smells a rat. Why would
Plato, who as a writer obviously knows what he is doing, use such an
artificial means to end his dialogue? And stranger still, why would he
allow Alcibiades to go on for several pages in a rambling confession of
his love for Socrates? Nussbaum contends that the speech of Alcibiades
enacts a refutation of the speech which Socrates has just completed. For
Socrates, true love is a matter of ascent (this is the famous scala
amoris) from the physical and the individual to the spiritual and
universal: the purest form of love is love of the Forms, or of Being
itself; love in its highest and best sense is undifferentiated and
abstract. But for Alcibiades it is senseless to speak of love-in-
general: the only way to talk meaningfully about love is to celebrate
the particular person whom one loves, and in his case that is
Socrates.
Plato, then-this is the heart of Nussbaum's argument-presents us with a
"harsh and alarming" picture of love: "We see two kinds of value, two
kinds of knowledge; and we see that we must choose. One sort of
understanding blocks out the other. The pure light of the eternal form
eclipses, or is eclipsed by, the flickering lightning of the . . .
unstably moving body." The traditional philosophical interpreters of
Plato, like Grube, do not see the choice because their disciplinary
training has already eclipsed one of the possibilities. It is Nussbaum's
determination to understand the philosophical and the literary as
different means to the same end (eudaimonia) that enables her
to recognize the choice that we are offered.
But, unlike Plato in his thinking about the divergent ways of love,
Nussbaum does not seem to believe that we must choose between the two
disciplinary ways of philosophy and literature. Her books remind us that
when we are engaged in abstract, theoretical reflection we occasionally
need to ground our thought in the particular and historical, and by that
grounding to find out if our theories work; likewise, when we
are caught in the flow of particular events and historical experiences,
we need to pause long enough to consider where we are going, what all
these particulars add up to. Philosophy and literature thus need each
other.
But because Nussbaum has addressed most of her work primarily to
philosophers rather than to literary critics, her emphasis has typically
been on the poverty of a moral philosophy that fails to use the great
resources provided by literature. In the essays that make up Love's
Knowledge, she focuses on the novel as the literary genre most
useful in tracing the lineaments of our moral lives. The sheer length
and complexity of great novels, their patient playing out of the
consequences of our moral choices, make them infinitely more useful than
the brief schematic narratives that are commonly employed by moral
philosophers to illustrate their claims. Indeed, says Nussbaum, any
philosophical examples that were to develop "the particularity, the
emotive appeal, the absorbing plottedness, the variety and indeterminacy
of good fiction" would by that very development become works of
literature.
What Nussbaum finds most compelling in great novels is their accounts of
the richness of our emotional lives. In Love's
Knowledge and elsewhere Nussbaum uses the fiction of Proust, Henry
James, Dickens, and others to buttress her claim that the emotions are
not necessarily opposed to reason-that, in fact, a truly rational person
will experience certain emotions as the consequence of proper
understanding. (It would be irrational not to feel grief upon
hearing of the Oklahoma City bombing.)
Moreover, Nussbaum argues, there are some kinds of knowledge that are
accessible to us only when we experience certain emotions such as love.
There is a reciprocal relationship between love and knowledge: we love
people because of what we know about them, to be sure, but we also come
to know them more fully because we love them. Novels are particularly
rich in their explorations of these issues, though such understanding
need not be gained only from novels: In The Therapy of
Desire (1994) Nussbaum seeks-not always successfully-to discover in
certain Hellenistic thinkers a distinctively philosophical account of
the value of the emotions. She is particularly fond of the stoic thinker
Chrysippus, whom she thinks to be "the most profound thinker on emotion
in the entire philosophical tradition."
In sum, Nussbaum has been engaged for some years now in a fascinating
and important project in ethical thought. Her work has distinct and
troubling limitations, to be sure: one would never learn from Nussbaum
that there are people called Jews and Christians who have had a thing or
two to say about what constitutes human flourishing. Moreover, as Donald
Marshall has pointed out, Nussbaum never considers what might happen if
one were to formulate one's personal telos as "holiness" or
"righteousness" rather than goodness. (Nussbaum's lack of a discernible
interest in religion has not prevented the University of Chicago
Divinity School from assigning her a course in Theological Ethics.) But
her work has been exciting and provocative nonetheless-or only somewhat
the less.
And in Poetic Justice she seeks to expand her range: from a
primary interest in the personal dimensions of ethics to the social and
political implications of the philosophical-literary enterprise. Which
is appropriate, after all, since most of the ancient thinkers who have
inspired her work certainly understood that our quest for eudaimonia
is profoundly dependent upon the social order in which we live and
think. But this transition exposes certain flaws in Nussbaum's
project.
III
Poetic Justice seeks to employ literature as a tool for
training the minds, and more particularly the emotions, of the Guardians
of the state. It is thus a characteristically Platonic project: Nussbaum
simply disagrees with Plato about the role of the emotions and in the
growth of mature persons. She quite explicitly states that many of the
ideas of this book started to take form when she began to teach a course
called Law and Literature at the University of Chicago Law School. To
these future lawyers, judges, corporate leaders, and politicians,
Nussbaum wishes to present a vision, a distinctly literary
vision, of a more just and moral polity. Though she uses a number of
texts (by E. M. Forster, Richard Wright, Walt Whitman), her key and
recurrent model is Dickens' Hard Times. What she wants above
all is to formulate a philosophical and political justification for
Dickens' repudiation of Benthamite utilitarianism, and his replacement
of it with an imaginative sympathy for others. Nussbaum is not at all
afraid of speaking in the classic terms of liberal earnestness: she
celebrates "the value of humanity as an end in itself," she encourages
empathy and understanding, broad-mindedness, toleration. The virtue of
literature, she says, is that it encourages these tendencies.
What Nussbaum wants above all is a political economy that does not
reduce persons to mere digits or counters. This is a goal both admirable
and common; but how is it to be accomplished? I find it interesting that
Nussbaum chooses to emphasize the education of the leaders, not of the
people themselves. In other words, her project suggests that if our
governments are going to treat people more humanely, that will not be
because the people are sufficiently educated and articulate to demand
humane treatment, but rather because their Guardians have been convinced
through the imaginative sympathy engendered by the novels they read to
be kinder and gentler toward their charges. So they read Hard
Times in order to gain sympathy for the poor, Wright's Native
Son in order to gain sympathy for racial minorities, and Forster's
Maurice in order to gain sympathy for homosexuals. (E. D.
Hirsch, Jr., in his book Cultural Literacy, understood that the
problem with making novels work publicly is that the reading of them is
private. His solution to this problem was to recommend that as many
Americans as possible read the same novels, and other works, in school,
so that there would be a common fund of knowledge on which we could draw
to help form a more unified polity. This recommendation, of course,
earned Hirsch the label of white male cultural imperialist. Nussbaum
dodges this kind of problem by making her recommendations only
to the Guardians. What the underlings read does not here concern
her.)
So primarily, what literature does for our Guardians is to cultivate in
them a richer and more responsive emotional life: this adds vivid color
to the bland landscape of Benthamite economic thought, and puts human
faces to political decisions. I don't see how anyone could object very
strenuously to this, provided (as Nussbaum does provide) that "rules and
formal decision procedures, including procedures inspired by economics,"
are not supplanted but rather supplemented and corrected by the
emotional knowledge provided in literature; and provided also that we
caution ourselves against using emotional affect frivolously and
sentimentally. Those ubiquitous network news stories about the "common
people" whose lives are destroyed by out-of-touch policy wonks inside
the Beltway do not meet any reasonable criteria for the appropriate
political use of emotion and narrative particularity. Nussbaum knows
this too, and that is why (I think) she warns that "the emotions have
limitations and dangers . . . and their function in ethical [and
political] reasoning must be carefully circumscribed."
But what are the particular emotions that are to be cultivated in
Chicago's Guardians by their reading of literature? It soon becomes
apparent to the reader of Poetic Justice that Nussbaum has an
extremely limited range of emotions in mind. Indeed, as far as I can
see, literature does little other than inculcate in our future leaders a
sympathy for the downtrodden, the oppressed, the marginalized. In part
this emphasis stems from Nussbaum's repeated claim that we need
literature to help us "concern ourselves with the good of other people
whose lives are distant from our own," and the experiences of the
Guardians are likely to be quite "distant" from the poor, from racial
and ethnic minorities, and from homosexuals. But I think it stems more
fundamentally from Nussbaum's apparent conviction that ethical and
political flourishing are defined by the virtues of sympathy
and toleration. Granted that there is a place, and a significant place,
for sympathy and toleration in our public life; but might there not also
be a place for more fully and carefully developed faculties of
judgment?
Nussbaum has loaded her dice by using novels whose overt purpose is
precisely to generate sympathy for marginal figures. But what if she had
chosen another kind of book-say, for instance, Tolstoy's Anna
Karenina? Anna's tragic story, the terrible price she has to pay
for her adulterous relationship with Count Vronsky, certainly and
properly elicits our sympathy, but Tolstoy would have us recognize
Anna's moral culpability as well. The book's celebrated and
controversial epigraph-"Vengeance is mine, I will repay, says the Lord"
(Romans 12:19)-points to this twofold message. It encourages us to
recognize that Anna has sinned and put herself in moral and spiritual
danger, that she has alienated herself from God (as she perfectly well
knows and admits to herself); but it also warns us against condemnation
from some supposed position of moral authority and superiority. We are
invited to acknowledge the immutability of the moral law, and to place
ourselves under its judgment even as we also recognize Anna's
placement.
Here, then, is a work of literature which calls for something more than
sympathy, and moreover which distinguishes sympathy from toleration. For
the careful reader of Anna Karenina will wonder if pure
tolerance is indeed the most charitable, the most sympathetic,
of responses to Anna's adultery-and to the society which loudly condemns
adultery at one moment and winks slyly at it the next. To take one of
Nussbaum's examples, it should be possible for a reader of Forster's
Maurice to grow in understanding of, and even sympathy for,
homosexuals without automatically endorsing governmental recognition of
gay marriages. The possible meanings of the words "sympathy" and
"toleration" are not exhausted by a recitation of the preferred policies
of the left wing of the Democratic Party.
All this is not to say that Nussbaum does not employ judgment in her
book-she certainly does, as do her novelists. Wright is scarcely
tolerant of racism (nor should he be), Dickens is scathing towards the
utilitarian Gradgrind and his cohorts, and Nussbaum, in claiming that
the enemies targeted by Wright and Dickens are her enemies too, joins
their condemnations. The problem is that Nussbaum fails properly to
account for the political uses of moral censure. What are the
potential political uses of Dostoyevsky's terrifying portrait of one
kind of criminal mind in Crime and Punishment, or of others in
Truman Capote's In Cold Blood or even Norman Mailer's The
Executioner's Song? Could it be that the reading of some novels
might arouse the courage necessary to decree that there are some persons
who disqualify themselves from participation in our polity? Dorothy
Parker once wrote that a performance by the young Katherine Hepburn "ran
the gamut of emotion from A to B." Nussbaum allows literature a similar
range of feeling.
IV
The question of what possible role poetry can play in the
polity suggests the question of what role poetry wants to play
in the polity. Nussbaum has failed to take into account the historical
development of literature in relation to its surrounding culture,
especially in the two centuries since the advent of Romanticism. If
indeed in ancient Athens poets were willing to serve the community that
sought to know itself and its commitments, for two hundred years now
modern poetry has reveled in its dissociation from the colorless and
quotidian concerns of petty politics.
Shelley, it is true, famously said that "poets are the unacknowledged
legislators of the world," but one would be sorely mistaken if one
concluded that Shelley wished for these legislators to be acknowledged.
If the poets' legislative role were to be publicly recognized and
accepted, then poets would be in the position of having to acknowledge
their responsibility and accountability to those on whose behalf they
are legislating. But such an acknowledgment would be utterly at odds
with the Romantic belief in the autonomy (which is to say the
unaccountability to anything but itself) of the poetic imagination.
Nussbaum appears not to know this, and so in a grotesquely inappropriate
move appropriates Walt Whitman to buttress her project. She speaks of
the conviction, which she shares with Whitman, that "storytelling and
literary imagination are not opposed to rational argument but can
provide essential ingredients in a rational argument." But Whitman, in
company with virtually every other figure in American Romanticism, would
scarcely have accepted this endorsement of reason: like most Romantics,
he accepted the Enlightenment's radical distinction between reason on
the one hand and on the other hand emotion and imagination, and merely
inverted the hierarchy. Instead of seeking to use reason to master
feeling, he saw the great cultural task of his time as the liberation of
feeling and imagination from the tyrannies of reason. This can only
happen if feeling and imagination break the shackles of accountability
to the public sphere.
Whitman says this about as plainly as it is possible to say it. When
society does not heed its poets, "things are grotesque, eccentric, fail
of their full returns." The poet does not, and if he is to be a poet
cannot, listen to others, but woe unto those others if they do not
listen to him. "He is the arbiter of the diverse, he is the key, / He is
the equalizer of his age and land." In case anyone has failed to get the
point, Whitman restates it: the poet "is no arguer, he is judgment
(Nature accepts him absolutely.) / He judges not as the judge judges but
as the sun falling round a helpless thing." "Not as the judge judges"-
that is, not according to precedent and law, before which he stands as a
humble interpreter; not according to constitutional criteria for a
responsible judiciary. The poet's judgments cannot be argued with any
more than the brilliance of the noonday sun can be gainsaid: the light
the poet sheds on humanity and Nature is just like that, clear and vivid
and plain enough for all with eyes to see.
Astonishingly, Nussbaum quotes just these lines to support her claim
that poets can be useful servants to a polity in quest of general
eudaimonia. To her, Whitman's comparison of the poet to the
sunlight simply means that the poet's vision is detailed and specific
and complete, that it "illuminates the situation of the helpless," that
it "does not yield to bias or favor." The titanic arrogance of Whitman's
claims for himself and his fellow poets utterly eludes her. Caught up in
her enthusiasm for readmitting poets to the Republic from which Plato
banished them, Nussbaum fails to notice that the poets have not only
grown accustomed to banishment, they have come to like and prefer it.
They don't want back in. They prefer their little shacks just
outside the walls of the great city because there no one tells them what
to do, and left to their own devices convince themselves that it is
really the great city that lies beyond the pale of their
settlement. More precisely, they are like Milton's Satan, newly
deposited in hell, who says, "Here at least we shall be free. . . .
Better to reign in hell than serve in heaven." Nussbaum cheerfully tells
the post-Romantic literati that in her ideal commonwealth they
can be useful, not suspecting that there is nothing in the
world they find more horrifying.
Martha Nussbaum has never written a boring book, and Poetic
Justice is no exception: it is usually stimulating and provocative,
though not as often or as much as her earlier work, especially The
Fragility of Goodness. But her project of bringing about a
specifically political reunion of reason and emotion, economics
and poetry, is fraught with errors and inconsistencies. Perhaps it can
ultimately be done, but first Nussbaum must convince poets that the
radical autonomy they earned through the Romantic movement came at far
too high a price. And she must be able to demonstrate that this glorious
reunion of poetry and (economic and political) philosophy will do more
than provide further support for the already agreed-upon policies of
American left-liberalism. Literature and politics alike are richer than
that, and cut out for better things.
Alan Jacobs is Associate Professor of English at Wheaton College.
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